AMFI code of conduct

The AMFI Code of Conduct sets standards for mutual fund intermediaries and distributors. The points below are a plain-language guide to key expectations, not a substitute for the complete current code or an independent certification of i2 Finserv's compliance.

Deal honestly and fairly with investors, AMCs, registrars and regulators. Investor interests and accurate information should guide a distribution interaction.

Do not split investor applications or transactions to earn additional transaction charges or other benefits. Explain the applicable charges clearly and treat each instruction accurately.

Use accurate investor information and authorised instructions. Do not tamper with applications, falsify KYC details or ask investors to sign blank forms.

Persons carrying out covered distribution activities must meet the applicable certification and identification requirements. Keep relevant NISM certification, ARN and EUIN information current, subject to applicable rules and exemptions.

Meet applicable AMFI KYD requirements and keep registration and contact particulars up to date. An investor should be able to identify the distributor and check the relevant registration.

Cooperate with AMCs, AMFI, SEBI and other competent authorities in inspections, inquiries and the resolution of investor concerns. Follow applicable regulatory directions.

Follow applicable anti-money-laundering and KYC requirements, including the Prevention of Money Laundering Act, 2002 and relevant SEBI / AMFI directions. Obtain and handle required information through the appropriate process.

Do not misrepresent a scheme, promise assured returns or conceal material risks, costs or conflicts. Explain relevant scheme features so investors can make informed decisions.

Observe applicable commission and clawback requirements. Where a commission must be returned under an applicable rule or AMC arrangement, the relevant terms govern the distributor's obligation.

Encourage investors to understand risks, expenses, plan choices and their rights. Promote reading the current SID, SAI, KIM and addenda before investing, rather than relying on promotional material or past returns alone.

i2 Finserv publishes ARN-90748 and EUIN E072708. Current registration information, validity sources and pending certificate details are available on our registration and licenses page.

A firm-specific signed code-of-conduct declaration is pending publication. This page does not represent a signed pledge by the founder, an audit result or a statement that every certification has been independently verified.

If you believe an interaction falls short of these standards, use our investor grievance redressal process.